Heat Transfer
Syllabus:
Heat transfer, overall heat transfer coefficient, sources of
heat, steam and electricity as heating media, determination of requirement of
amount of steam / electrical energy, steam pressure, boiler capacity, heat exchangers.
1. Classification of heat flow process
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When two objects at different temperatures are brought into thermal contact, heat flows from the object at higher temperature to the object at lower temperature. The mechanisms by which the heat may flow are (i)conduction, (ii)convection and (iii)radiation.
1.1 Conduction
When heat flow through a body without any observable motion
of matter, the type of heat flow is called conduction.
Mechanism :
In metallic solids, thermal conduction results from
the unbound electrons (which is similar to the electrical conductivity).
In solids that are poor conductor of heat and in
liquids the heat is conducted by the transport of momentum of the individual
molecules along the temperature gradient.
In gases the conduction occurs by the random motion
of the molecules, so that heat is “diffused” from hotter regions to the colder
ones.
Examples:
Heat flow through the brick wall of a furnace or the
metal wall of a tube.
1.2 Convection
When heat flows by the transfer
of matter, the type of heat flow is called convection.
In this case the heat flows by actual mixing of
warmer portions with the cooler portions of the same material. Convection is
restricted to the flow of heat in fluids (i.e. gas and liquids). Heat flows
through fluid by both conduction and convection and it is difficult to separate
the two methods because of the eddies set up by the change of density with
temperature.
Examples
Transfer of heat by the eddies of turbulent flow and
by the current of warm air from a room heater flowing across the room.
Natural
and forced convection
The forces used to create
convection currents in fluids are two types.
1.2.1 Natural convection:
When a fluid is heated the warmer
part becomes lighter than the cooler part. Due to this difference in density
the cooler (higher density) fluid moves down wards and the warmer (lighter
density) move upwards and thus forming convection current. Thus heat is
transferred with mass. This method of heat transfer is called natural
convection.
1.2.2 Forced convection:
If the current (or movement of
fluid) is caused not by the density difference but by some agitator or by some
mechanical devices then the type of heat flow associated with it is called
forced convection.
1.3 Radiation
When heat is transferred through
the space by electromagnetic waves the type of flow of heat is called radiation
heat flow.
Characteristics
·
Any solid body at any temperature above absolute
zero radiates energy.
·
This radiation is an electromagnetic phenomenon
and takes place without the necessity of any medium.
·
When radiation is passing through empty space,
it is not transformed into heat or any other form of energy nor it is diverted
from its path. If the radiation falls on
a matter the radiation energy will be transmitted (i.e. pass through the
matter), reflected or absorbed. Only the energy that is absorbed is converted
into heat energy.
The approximate range of wavelengths for infra-red radiation
(or heat rays) is 0.8 to 400 mm.
In industries, most of the cases, the thermal radiation
corresponds to wavelengths from 0.8 to 25 mm.
1.3.1 The Black Body
Not all substances radiate heat at same rate at a given
temperature. So a theoretical hot body is defined, which is called ‘black
body’.
Definition: A
‘black body is defined as that body which radiates maximum possible amount of
energy at a given temperature.
Example: An
enclosed space is kept at a constant temperature. If the inside of the space is
viewed through a tiny hole (so that negligible amount of energy leaked from inside)
then the inside of the space may be called a black body.
Practical example. In practice, a convenient
black body is made from a tube of carbon plugged at both ends with a small
observation hole at the center of one end.
Industrial example. The inside of furnace at
completely uniform temperatures, viewed through a small opening, is a black
body. The interior of the furnace and all the objects within the furnace can
also be considered black bodies.
Rates of radiation
The amount of energy radiated from a body can be expressed
by Stefan-Boltzmann law
q = e b A T4.
where
q = energy radiated per hour (BTU/hr)
A = area of radiating surface (sqft)
T = absolute temperature of the radiating surface 0R
(Rankine) = t 0F + 460
For black bodies the value of b = 0.174 x 10 –8 
e
= emissivity of the body
No
actual body radiates quite as much as the black body.
·
The emissivity is a fraction less than 1 and is the ratio of the energy
emitted by the body in question to that emitted by a black body at the same
temperature.
·
When a radiant energy falls on a cooler body either the energy is reflected or transmitted or absorbed.
The fraction of the radiation energy falling on a body that is absorbed is
represented by a, the absorptivity, which is always less than 1. If the reflected energy
can be neglected then the energy absorbed by any body is equal to the radiation
falling on it.
·
It can be shown that the absorptivity of a given substance at a given
temperature and its emissivity at the same temperature must be equal.
That
is, e
= a
Since
the e of a black body is 1 hence the a
of the black body will also be equal to 1. Therefore the black body absorbs all
the radiation falling on it – an important property of black body.
·
The value of a for a given surface at a
given temperature varies some what with the wavelength of the radiation
involved. To avoid complication due to this, the concept of gray body has been introduced. The absorptivity of a gray body at a
given temperature is constant for all wavelengths of radiation.
·
When a small black body of area A and temperature T2 is
completely surrounded by a hotter black body of temperature T1, the
net amount of heat transferred from the hotter body to the colder body is,
therefore the algebraic sum of the radiation from the two bodies, so that
Stefan’s law may be written for this case as
CONDUCTION
The basic law of heat transfer by
conduction can be written in the form of the rate equation:
The driving force is the temperature gradient.
Fourier’s law
Fourier’s law states that the
rate of heat flow through a uniform material is proportional to the area
perpendicular to the heat flow (A), the temperature drop (dt) and inversely
proportional to the length of the path of flow.
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Consider an area A of a wall of
thickness L. Let the temperature be uniform over the area A on one face of the
wall. Both sides of the wall has a temperature gradient. If a thin thickness dL, parallel to the area
A, be taken at some intermediate point in the wall, with a temperature
difference of dt across such a layer, then Fourier’s law may be represented by
he equation:
Where k = proportionality
constant
If the temperature gradient dt/dL
does not vary with time (this case is observed at steady state of heat flow)
then the rate of heat flow is constant with time and
Since normally we know only the
temperature at the two faces of the wall hence integrating the Fourier’s
equation:
eqn.
3
On integration, if t1
is the higher temperature than t2.
eqn.
4
If A does not vary with L (i.e.
the case of a flat wall) then equation 4 integrates to
or, by rearranging we get
or,
eqn. 5
In equation 5 Dt
is the driving force and the resistance is
L / k A..
Thermal conductivity
The
proportionality in constant k in
equation
is called the thermal conductivity (also called the
coefficient of thermal conductivity) of the material of which the wall is made.
If q is
expressed in Btu / hr
A in ft2
t in 0F and
L in ft
the unit of k will be : 
The numerical value of the thermal conductivity depends upon
(i) The
material of which the body is made of
The
thermal conductivities of liquids and gases are smaller compared to solids. For
example
at 2120F the thermal conductivity of
silver
is 240 (Btu)(ft) / (hr)(ft2)(0F)
water
is 0.35 (Btu)(ft) / (hr)(ft2)(0F) and
air
is 0.017 (Btu)(ft) / (hr)(ft2)(0F)
(ii) and
upon its temperature.
The
variation of thermal conductivity with temperature is meager (very small) but
it is assumed
that the variation is linear; that is:
k = a
+ b t
where
a and b are constants and t is the temperature.
Compound resistances
in series
Consider a flat wall constructed of a series of layers.
·
L1, L2, L3 are
the thickness of the layers.
·
K1, K2, K3 are
the thermal conductivities of the layers
·
Let the area of the compound wall, at right
angles to the heat flow be A.
Let
t0, t1, t2 and t3 be the
temperatures at the surfaces of the wall and at each junction according to the
figure where t0> t1> t2 > t3
.
Therefore, 
where,
Dt1 = t3
– t0.
Dt1
= t1 – t0.
Dt1
= t2 – t1.
Dt1
= t3 – t2.
Again from Fourier’s law
Since all the heat passing
through the first resistance must pass through the second and in turn, pass
through the third, so q1, q2 and q3 must be
equal and all of them can be represented by q.
= q R1 + qR2 + qR3.
= q (R1 + R2 + R3)
\ 
If the equivalent resistance of
the compound wall is R then 
\ R = R1 + R2 + R3.
OVERALL HEAT TRANSFER COEFICIENT
Heat transfer from a warmer fluid
to a cooler fluid, usually through a solid wall separating the two fluids, is
found in different heat transfer equipment like heat exchangers, evaporators
etc.
For
example a liquid is flowing through a pipe and that liquid is heated by a steam
from outside the pipe. In this case heat will be transferred from steam to the
liquid. Both steam and the liquid are having
Reynolds number above 4000 i.e. they are flowing in turbulent motion. In
this case steam will produce a thin film on the outside surface of the pipe and
the liquid will form another film at the inside surface of the pipe wall [because the flow is very slow near the solid
wall hence in the film viscous flow will prevail]. Beyond these films the
steam and the liquid are remaining in turbulent motion i.e. complete mixing is
going on.
Heat
is transferred through these stagnant films by conduction and when it reaches the bulk of the fluid, heat is mixed
by forced convection. Since the bulk
of the fluids are in great motion hence the heat transfer within the bulk is
very rapid. Since the thermal
conductivities of the fluids are low hence (although the films are very
thin) the resistance offered by it to
the flow of heat is very large.
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Temperature gradients in forced convection
Let
us consider that heat is flowing from a hot fluid through a metal wall to a
cold fluid.
·
The dotted lines F1F1 and
F2F2 on each side of the solid wall is representing the boundaries of the films in viscous flow;
all parts of the fluids to the right of F1F1 and to the
left of F2F2 are in turbulent flow.
·
The temperature gradient from the bulk of the
hot fluid to the metal wall is represented by the curved line tatbtc.
The temperature ta is the maximum temperature
in the hot fluid (i.e. in the bulk of the fluid).
The temperature tb is the temperature at the
boundary between the viscous and turbulent flow.
The temperature tc is the temperature at the
actual interface between the fluid and the solid wall.
Similarly for fluid 2 the curved line is tdtetf.
·
When a thermometer (or any heat-sensing
instrument) is inserted into the bulk of the fluid it will show a temperature t1
and t2 respectively for the two fluids. This t1 is
neither ta nor tb but this will be an average temperature
and ta < t1 < tb . t1 is shown as a straight line MM.
The same remarks will apply for cold fluid also whose
average temperature t2 is represented by the line NN.
The temperature gradient tdtc
is caused by the flow of heat in pure conduction through the solid wall and
this (tc – td) smaller than (t1 – t2).
Surface coefficients
Since
the thickness of the film is not known, the simple equation of conduction
cannot be applied in this case. The difficulty is circumvented by the use of surface coefficient.
The surface coefficient on the hot side is defined by the relation
where, h1 = surface coefficient of the fluid on the hot
side [Btu/(ft2 0F s)]
q =
amount of heat flowing from hot to cold fluid. [Btu / s]
A1
= area of the metal wall on the hot side in a plane at right angle to the heat
flow.[ft2]
(t1
– tC) = temperature gradient. [0F]
If we compare
equation with
then it is evident
that
h1 is analogous to (k / L) and (1/h1A1
) is the resistance term same as that of (L / kA) and h1 contains
the effect of both the viscous film and of the thermal resistance of the
turbulent core that causes the
temperature difference (t1 – tC).
In the same way h2 may be defined as 
So the resistance imparted by the hot side =
Resistance imparted by the metallic wall = 
Resistance imparted by the cold side = 
Overall heat transfer
coefficient
If this resistances are substituted in the equation for
compound resistance in series 
then
If the numerator and denominator are multiplied with A1
then
So the overall heat
transfer coefficient U1 is defined by the equation
Therefore q = U1A1Dt states that the rate of heat transfer is the product of three factors: overall heat
transfer coefficient (U1), temperature drop (Dt), and area of heating surface(A1).
For a tubular pipe A1 = pD1 L where D1 and L are the inner
diameter and length of the pipe respectively. Similarly A2 = pD2
L and Am = pDm L .
So another form of overall heat transfer coefficient:
Analogous equation can be written for Um and U2.
HEAT EXCHANGERS
Some of the processes that involves heat transfer in
pharmaceutical industries are:
·
Preparation of starch paste (in steam jacketed
kettle)
·
Crystallization
·
Evaporation
·
Distillation
The equipment’s used for heat transferring are known as heat
exchangers.
Classification of heat exchangers
On the basis of transfer of heat, heat exchangers are
classified as:
1.
Direct transfer
type: The hot and cold fluids are separated by a metal wall through which
the heat is transferred from hot fluid to cold fluid. E.g. shell and tube
heater,
2.
Storage type:
First a hot fluid is flown through a porous solid medium to heat the medium,
then the cold fluid is flown through the hot solid porous medium to extract the
heat from it. This type of heat exchangers is not used in pharmaceutical
industries.
3.
Direct contact
type: Hot fluid is passed through the cold fluid and in this case the hot
and cold fluids are not separated physically. For example steam is bubbled
through a cold liquid.
Tubular heater
Tubular heaters consists of circular tubes, one fluid flows
through the inner tube, while the other flows through the outside space. The
heat transfer takes place across the wall of the tube.
1. Single Pass
Tubular heater:
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Construction: It consists of a bundle of parallel tubes, which are relatively thin-walled. The ends of these tubes are fitted to two tube-sheets B1 and B2. The bundles of parallel tubes are enclosed in a cylindrical shell or casing (C, made of cast iron) to which the tube-sheets (B1 and B2) are fitted. Two distribution chambers D1 and D2 are provided at each end of the casing (C). Cold fluid inlet (H) is fitted with distribution chamber D2 and hot fluid outlet (I) is fitted with the distribution chamber D1. Steam inlet F, steam outlet K(called vent) and condensate outlet G are fitted to the shell.
Working: Steam is introduced through the steam inlet F into the
space surrounding the parallel tubes. Heat is transferred to the cold liquid
inside the tubes and steam is condensed. The condensate is removed through
condensate outlet G placed at the bottom of the casing. Non-condensable gases,
if any, escapes through the vent K provided at the top of the shell.
The
fluid to be heated is pumped through the cold fluid inlet (H) in to
distribution chamber D1, flows through the tubes and collects in the
distribution chamber D2. Heat is transferred from the steam to the cold fluid
through the metal wall. The hot fluid leaves the heater through outlet (I).
Advantages: Large
heating surface is packed into a small volume.
Disadvantages:
(a) The
velocities of the fluid flowing through these tubes are low because of large
cross-sectional area or surface area.
(b) The
expansion of the tubes and shell takes place due to difference in temperatures.
This may lead to loosening of the tube sheets form the casing.
(c) Initial
cost and maintenance costs are very high.
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2. Floating-head two-pass heater
Construction:
It consists of a bundle of
parallel tubes. They are enclosed in a shell (casing). The right side of the
distribution chamber is partitioned and fluid inlet and outlet are connected to
the same chamber. The partition is such that both have equal number o ftubes. On
left side the distribution chamber is not connected to the casing. It is
structurally independent, hence known as floating
head. The ends of the tubes are fitted with the floating head. Casing is
provided with steam inlet, vent, and condensate outlet.
Working:
Steam is
introduced through the steam inlet of the casing (shell). Steam heats the
tubes. The condensate escapes through the condensate outlet fitted at the
bottom of the casing. Non-condensable gas, if any, escapes through the vent of
the casing provided at the top.
The cold fluid
is introduced through the cold fluid inlet into the right-hand distribution
chamber. The fluid flows through few tubes present in the lower part of the
distribution chamber. The fluid reaches the floating
head and changes direction and flows through the upper tubes again to the
right-hand distribution chamber. The hot fluid is taken out through the outlet.
During
this process the fluid in the tubes get heated due to heat transfer through the
metallic wall.
Advantages: Due to differences in temperature the tubes and shells
may expand and the joints may get loose. Since, the floating head part is
independent of shell (or casing) hence the problem of loosening is prevented in
this type of heater.
3. Liquid-to-liquid
heat interchanger
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Construction:
Construction is same as that of
single-pass tubular heater, only difference is that it contains baffles to lengthen the path of flow of
outer liquid. A set of parallel tubes are fitted to two tube-sheets at two ends. The tubes and the tube-sheets are placed
inside the shell. Cold liquid inlet is fitted to the left-hand side
distribution chamber and outlet is fitted with the right-hand side of the
distribution chamber. Hot liquid is entering through the right-hand top side of
the shell and leaving the shell through the outlet placed on the top, left-hand
side of the shell.
Baffles consists of circular metal sheet, with one side cut away.
Baffles are placed inside the shell at appropriate places. Baffles have
perforation on it through which the tubes pass.
Working:
The hot liquid is pumped from the
left-top of the shell. The fluid flows through the shell (i.e. outside of the
tubes) and moves down directly to the bottom (due to baffle), again moves up –
like this it flows from the left to right-hand side of the shell.
Baffles increases the velocity of the hot fluid
outside the tubes, which creates more turbulence. This reduces the film
thickness at the outside of the tube and thus increases the film coefficient
and thus heat transfer increases.
The baffles also get heated and
add to the heat transfer to cold liquid.
The cold liquid is pumped through
the inlet at the left-hand side distribution chamber. The liquid passes through
the tubes and gets heated. The heated liquid is collected from the right-hand
side distribution chamber.
Advantages: Heat transfer is rapid.
4. Double-pipe heat
interchanger
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N.B. In a liquid-to-liquid heat interchanger, the fluid to be heated is passed only once through the tubes before it is discharged, i.e. single pass. The heat transfer in this case is not efficient. In double-pipe heat interchanger number of pass can be increased as desired.
Construction:
In this case two pipes are used –
one is inserted into the other. Cold fluid is passed though inner tube. The
outer pipe acts as a jacket for the circulation of hot fluid. All jacketed
sections are interconnected.
Normally the number of
pipe-sections are few. The length of the pipe is also less. The inner tubes may
be made of glass and standard iron. The pipes are connected with standard
return bends and the pipes are stacked vertically. The pipes may have
longitudinal fins on its outer surface for better heat transfer.
Working: The hot liquid is pumped into the jacketed section. It is
circulated through the annular spaces between them and carried from one section
to the next section. Finally it leaves the jacket. In this process the pipes
get heated.
The liquid to be heated is pumped
through the inlet of the inner tube. The liquid gets heat up and flows through
the bend tube into the next tube-section and finally leaves the exchanger.
Limitation:
Double-pipe heat interchanger is economical when the heating surface area is
less than 9 m2.
Sources of heat
1. Steam
2. Electricity:
Heating coil made with nichrome wire. Used in heating oven, tray dryer. Air can
be heated by passing through heating coil. Water can be heated by using heating
element. Heating element is a coil of nichrome wire covered with a nonconductor
and enclosed within a steel pipe.
3. Infra
red source: Infra Red heating source with carbon filament. Used for drying
films, coatings etc. as the materials are conveyed under the IR heat source.
Steam as heating media
Steam has wide-spread application in pharmaceutical
industries. The applications are as follows:
1. Steam
has very high heat content. – Under 1 atm pressure saturated steam has
540cal/gm of latent heat.
2. The
heat of steam is given up at constant temperature. – When steam condenses no
temperature change takes place only the latent heat is given up.
3. The
raw material of steam is water. It is cheap and easily available.
4. Steam
is clean, odourless and tasteless, so that any accidental contamination of a
product are not likely to be serious.
5. Steam
is easy to generate, distribute and control.
Properties of steam
One kg of water
is taken in a closed vessel one side of which is closed by a moving
frictionless piston. By changing the weight of the piston the pressure inside
the vessel can be changed. Let us imagine that the piston is giving a constant pressure, P and the
temperature inside is 00C.
1. State-1:
Heat (h) is added until water starts to boil. This h amount of heat is required
to raise the temperature of water from 00C to ts. So
h =
msDt
where m = 1 kg, s = specific
heat of water = 1000 J/kg/0C
= 1 x 1000 x (ts – 0)
= ts kJ
2. State-2:
If more heat is added, q fraction of water will be vaporized. If the latent
heat of vaporization of water is L kJ/kg then the steam contains qL kJ amount
of heat and the total heat of water and steam = (h + qL) kJ.
When steam remains in contact with
water that steam is called wet steam
and q is known as dryness fraction.
3. State-3:
If further heat is added, a point will be reached when all the water will be
converted to steam i.e. q = 1. The total heat of the steam is now Hs = (h + L)
kJ. The temperature is still ts. Since no water is there in contact
with steam hence this type of steam is called dry saturated steam.
4. Staet-4:
If more heat is provided to dry saturated steam then the temperature of the
steam will be increase above ts (say tsup). This type of
steam is called super-heated steam.
The total heat content = Hs
+ Hsup = h + L + Hsup.
Generation of steam
The steam is generated in central boiler house at high
pressure. High-pressure steam may be used to generate electricity by driving a
turbine and the low-pressure steam that is exhausted can be used to heat
various processes. Under high pressure steam can carried through pipes to
different equipments.
Distribution of steam
From the boiler the steam is distributed through piping of
adequate size and minimum length to minimize heat loss. To reduce heat loss the
pipes should be lagged, i.e. the
pipes are covered with a porous, poor conducting material such as asbestos,
kieselguhr or glass wool. The porous medium entraps a stagnant layer of air
around the pipe.
An alternative method of reducing heat loss is by covering
the pipes with several layers of aluminium sheets. The surface of the aluminium
reduces radiation heat loss and the air entrapped within the layer of aluminium
sheets reduces heat loss due to convection and conduction.
Boiler capacity
The output of a boiler is often expressed in pounds of steam
delivered per hour. Since this value may vary in temperature and pressure over
time, a more accurate and complete expression is that of heat transferred over
time, expressed as British thermal units per hour. Boiler capacity is usually
expressed as kBtu/hour (1000 Btu/hour).
Steam Pressure
If pressure increases the temperature of the steam will
increase, thus making it super-heated steam. Super-heated steam contains less
amount of latent heat compared to dry saturated-steam. Since the latent heat is
the useful heat, steam should be used at the lowest pressure that will give a
suitable temperature gradient.






